Regulatory Reporting
193 white papers and resources
Inside the mind of the compliance officer
This white paper explores the evolution of compliance, as well as the relevant trends to keep an eye on for the future. It further addresses the key drivers for electronic communications monitoring, followed by the challenges involved.
The Finance Mountaineer’s View of the Enterprise Risk Landscape
This white paper explores how modern finance professionals are using data to navigate risk. It further examines how enterprise risk currently impacts enterprises, as well as the key emerging hazards in risk management.
Speaking as one - Convergence in Basel standards will require banks to rethink their risk infrastructures
This white paper explores an enterprise system capable of efficiently supporting the FTRB and internal model approaches in parallel, along with enhancements to their risk governance and reporting.
Finance Industry Data - The Opportunity for Transformation
This white paper explores the benefits of moving financial data from legacy mainframes. It explains why maintenance costs along with lost opportunities builds a strong case for migrating sooner rather than later.
Developing Scenario Segmentation and Anomaly Detection Models - How analytics can be used for BSA/AML compliance programs
This white paper explores how segmentation models can help organisations significantly increase Anti-Money Laundering monitoring. It further explains how to blend both quantitative and qualitative methods to identify activity that poses the most risk to a bank.
Rising to the Intraday Challenge
This white paper explores the new requirements for intraday cash and liquidity management reporting introduced by Basel III. The paper further provides a solution to help organisations comply with this new regulation.
A Summary of BCBS Interest Rate Risk in the Banking Book Directive
This white paper summarizes the core Pillar 2 approach of Interest Rate in the Banking Book (IRRBB), and the alternative Pillar 1 approach of IRRBB used by certain banks in a few situations. It also includes a practical approach to implementing IRRBB.
Operational failures of regulatory risk management – Updating the three lines of defence model
This white paper examines current attitudes towards the Three Lines of Defence (3 LoD) model for risk governance. It is based on a survey of compliance and risk practitioners across all three lines working at banks worldwide.
FRTB: The Technology Considerations and What You Need to Know
As the 2019 FRTB implementation deadline approaches, this white paper explores the technology infrastructure needed to meet the flexibility, agility, scalability and computational requirements of FRTB.
Cognitive Computing and Data Challenges - Q&A with IBM's Diane Reynolds
Diane Reynolds is Chief Data Scientist at IBM Industry Solutions for the financial services sector. In this exclusive video Diane discusses the cognitive computing capabilities that IBM is currently developing.