Regulatory Reporting
193 white papers and resources
Counting and Cutting the Cost of Compliance - A new tool to pinpoint and reduce compliance costs
This report outlines the key issues facing the industry in Risk Data, Aggregation and Regulatory Reporting (RDAR) cost compliance, details a robust methodology designed to highlight the core trends and ‘levers’ governing RDAR compliance costs, and offers clear, actionable insight to readers…
AI Adoption Across Capital Markets - Opportunities, Challenges and Use-Cases
This white paper analyses the results of a recent WatersTechnology survey which aimed to gain a clearer sense of progress in capital markets adoption of artificial intelligence (AI). It further offers a fascinating study into what could be called ‘qualified optimism’ around AI.
Regtech – Enabler of the shift from compliance to performance
This white paper examines the results of a recent Risk.net RegTech survey and explores how banks can get off the compliance treadmill and focus on building their business. It further looks at how RegTech is playing a role in helping them to do just that.
Interest Rate Risk In The Banking Book (IRRBB): How BCBS 368 Will Affect ALM
This white paper examines the key elements of Basil’s updated rules for IRRBB and the effect they will have on a banks’ ALM strategy. It further explores how a well-thought-out tenor mismatch strategy can initially boost net interest income.
The Future of Trader Surveillance - The ABCD of Successful Surveillance
This white paper explores four success factors that can be utilised to deliver broader, more efficient surveillance. It further examines the key challenges, solutions and future benefits in achieving successful trader surveillance.
Bracing for impact - Facing the challenges posed by IRRBB
This white paper explores the IRRBB compliance challenge. It further discusses how IBM can leverage its insight into these challenges by offering a technology-based solution addressing the diverse conditions in which financial institutions operate.
Unified data – Key to IFRS 9 implementation Regulatory information brief (Part II)
In the drive for IFRS 9 compliance, the way institutions manage and utilise data will drastically change. This white paper explores how - for firms looking to capitalise on this overhaul - utilising external data sources to ensure efficiency and freeing of in-house resources is pivotal for…
How IFRS 9 can unite risk and accounting - Regulatory information brief (Part I)
This white paper explores how IFRS 9 can unite risk and accounting. It further examines how ensuring effective communication and collaboration will be key to achieving this and for getting the best from the new standard.
MiFID II - Key Impacts for Trade Surveillance & Communications Monitoring
This white paper provides a overview and checklist of the key elements of MIFID II (and its accompanying Regulation – MiFIR) which are likely to create new obligations for your trade surveillance function. It further explores the regulatory technical standards issued and their area of influence.
Liquidity risk - Some practical challenges remain, but this is the time to automate & integrate
This white paper explores why banks must integrate the management of liquidity and interest rate risks under ALM, and move toward true risk-adjusted pricing by implementing the technology platforms that support such solutions.